2009 | 2008 | 2007 | 2006
Click on the links below to view recently approved and immediately effective rule changes.
Click here to view proposed rule changes.
2007 Changes
| File Number | Effective Date | Description |
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| SR-NSX-2007-13 | October 26, 2007 | The Exchange is proposing to amend Exchange Rule 16.2(b) and the NSX BLADE Fee Schedule in order to implement a series of fee changes, including changes to its tape credits program. |
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| SR-NSX-2007-11 | October 1, 2007 | The Exchange proposes a change to its Rules and Fee Schedule to modify its market data and liquidity provider rebate programs for transactions in certain Designated ETF Shares in which the User has chosen to use the automatic execution mode of order interaction as set forth in Exchange Rule 11.13(b)(1). |
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| SR-NSX-2007-10 | September 28, 2007 | The Exchange has proposed a Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third Party Routing Services in Respect of Orders Entered into NSX BLADE. |
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| SR-NSX-2007-09 | July 3, 2007 | The Exchange is proposing a rule change relating to the amendment of its rules in light of amendments to SEC Rule 10a-1 and Regulation SHO |
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| SR-NSX-2007-08 | June 30, 2007 | The Exchange is proposing to extend the effective period for NSX Rule 2.12, which relates to the provision of routing services procured from a third party with respect to orders entered into NSX BLADE, and to delay the effectiveness of NSX Rule 2.11, which relates to the outbound routing function of NSX Securities, LLC., an affiliate of the Exchange. |
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| SR-NSX-2007-07 | July 3, 2007 | The Exchange is proposing to amend its rules to increase its tape credits from 50 percent to 100 percent of market data revenues generated from transactions in Tape A, Tape B, and Tape C securities and to clarify that the Exchange will not provide any tape credits for market revenue generated by quotes. |
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| SR-NSX-2007-06 | May 14, 2007 | The Exchange is proposing to modify its liquidity provider rebate program for those orders in which the User effecting such order has chosen the order delivery mode of order interaction as set forth in NSX Rule 11.13(b)(2). |
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| SR-NSX-2007-05 | July 20, 2007 | The Exchange proposes to modify Chapter VII of the Rules of the Exchange to provide that the Chairman or the Chief Regulatory Office, or their respective designees, shall have the authority to summarily suspend or place limitations on an ETP Holder, or summarily suspend a person from access to Exchange Services in certain circumstances. |
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| SR-NSX-2007-04 | April 2, 2007 | The Exchange is proposing to extend the effective period for Rule 2.12, which describes the terms under which the Exchange provides routing services procured from a third party with respect to orders entered into its new state of the art trading system, NSX BLADE. |
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| SR-NSX-2007-03 | March 2, 2007 | The Exchange is proposing changes to its fees for transactions priced at less than one dollar per share that are executed through NSX BLADE, the Exchange's new trading platform. These changes are being proposed in order to comply with Rule 610(c) of Regulation NMS under the Act. |
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| SR-NSX-2007-02 | February 15, 2007 | The Exchange proposes to amend old Exchange Rule 11.10(A)(I), which is applicable to transactions through NSTS, to provide for a rebate program for Tape A securities that is equivalent to the Exchange's current Tape A rebate program applicable to transactions executed through NSX Blade. |
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| SR-NSX-2007-01 | February 5, 2007 | The Exchange is proposing various amendments to its fees for transactions executed through National Securities Trading System (NSTS), the Exchange's legacy trading system, so that this fee schedule will correspond more closely to the existing fees for transactions executed through NSX BLADE, the Exchange's new trading platform. |