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Click on the links below to view the PDF documents.
2008 Regulatory Circulars
| File Number | Description |
 |
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| RC 08-025 |
December 24 - 25, 2008 Holiday Hours |
| RC 08-024 |
Regular Trading Hours for All ETFs Now End at 4pm ET |
| RC 08-023 |
November 28, 2008 Holiday Hours |
| RC 08-022 |
Changes to Exchange Rule 16.2(b) and the NSX Fee and Rebate Schedule for Transactions in “Order Delivery Mode” |
| RC 08-021 |
Changes to the NSX Fee and Rebate Schedule for Liquidity Taking Transactions in Automatic Execution Mode |
| RC 08-020 |
Expiration of the SEC Emergency Order Prohibiting Short Selling in the Securities of Financial Institutions |
| RC 08-019 |
SEC Extending the Emergency Orders Respecting Short Selling |
| RC 08-018 |
SEC’s Section 31 Transaction Fee Rate and NSX Regulatory Transaction Fee |
| RC 08-017 |
Changes to Exchange Rule 16.2(b)(2) and the NSX Fee and Rebate Schedule for transactions in order delivery mode |
| RC 08-016 |
SEC Amends Emergency Order Prohibiting Short Selling in Certain Securities |
| RC 08-015 |
SEC Emergency Order Prohibiting Short Selling in Certain Securities |
| RC 08-014 |
SEC Issues New Rules Regarding Short Selling |
| RC 08-013 |
Update on Rules Relating to Outbound Routing |
| RC 08-012 |
Implementation of Outbound Routing through NSX Securities, LLC and Routing Fee Change in the Fee and Rebate Schedule |
| RC 08-011 |
July 3, 2008 Holiday Hours (Updated) |
| RC 08-010 |
July 3, 2008 Holiday Hours |
| RC 08-009 |
Annual Certification of Compliance and Supervisory Processes Deadline |
| RC 08-008 |
SEC's Section 31 Transaction Fee Rate for Fiscal Year 2009 |
| RC 08-007 |
Changes to Exchange Rule 16.2(b)(2) and the NSX BLADE Fee and Rebate Schedule |
| RC 08-006 |
SEC Section 31 Transaction Fee Rate Reduction |
| RC 08-005 |
Trading of Derivative Security Products on NSX |
| RC 08-004 |
Complaint Procedures for Accounting Matters |
| RC 08-003 |
Changes to NSX BLADE Fee and Rebate Schedule |
| RC 08-002 |
Changes to NSX Fee Schedule for Transactions Executed in the Automatic Execution Mode Through NSX BLADE |
| RC 08-001 |
SEC's Section 31 Transaction Fee Rate |
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