2008
2008

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Click on the links below to view recently approved and immediately effective rule changes.
Click here to view proposed rule changes.


2008 Changes

File Number Effective Date Description
SR-NSX-2008-20 November 13, 2008 The National Stock Exchange, Inc. proposes to amend Exchange Rule 11.23(a) which defines the phrase Riskless Principal Transaction.
Operative Date: 12/13/08
SR-NSX-2008-19 November 6, 2008 The National Stock Exchange, Inc. proposes to amend Exchange Rule 16 and the NSX Fee and Rebate Schedule for Order Delivery Transactions.
SR-NSX-2008-18 October 9, 2008 The National Stock Exchange is proposing to amend the Fee and Rebate Schedule issued pursuant to Exchange Rule 16.1(c) in order to increase the fee for taking liquidity in Automatic Execution mode of order interaction for those securities trading at one dollar or more.
SR-NSX-2008-17 September 23, 2008 The Exchange is proposing to amend Rule 16.2(b)(2)and the Fee and Rebate Schedule in order to (i) reduce the rebate for adding liquidity in Order Delivery mode of order interaction for those securities trading at one dollar or more and (ii) eliminate the trade and quote market data credit in Order Delivery mode for all Tape A securities.
SR-NSX-2008-16 September 19, 2008 The Exchange is proposing to amend its Rules to allow ETP Holders the option of submitting a minimum execution quantity requirement on any Midpoint or Market Peg Zero Display Reserve Order.
SR-NSX-2008-15 August 8, 2008 The National Stock Exchange, Inc. is proposing to accelerate the effectiveness of NSX Rule 2.11 in order to implement outbound routing through NSX Securities, LLC and to amend NSX Rule 2.12 which relates to the provision of routing services from a third party.
SR-NSX-2008-14 August 8, 2008 The National Stock Exchange, Inc. is proposing to amend the NSX BLADE Fee and Rebate Schedule in order to modify the fees associated with routing transactions to away market centers.
SR-NSX-2008-12 July 18, 2008 The National Stock Exchange, Inc. is proposing to amend NSX Rule 11.11(c)(8) to allow ETP Holders the option of designating an Intermarket sweep order as a Post Intermarket Sweep Order.
SR-NSX-2008-11 June 19, 2008

Due to the termination of the Intermarket Trading System Plan, the Exchange is proposing to eliminate all references to the ITS Plan in its Rules and Fee Schedules, and to otherwise make technical and conforming changes required as a result of the termination of ITS.
SR-NSX-2008-10 June 17, 2008 The Exchange is proposing to amend the NSX Rules 11.11(c)(2) and 11.14 to allow ETP Holders the option of submitting a limit cap price on any pegged Zero Display Reserve Order.
SR-NSX-2008-09 April 15, 2008 The Exchange is proposing to amend the NSX BLADE Fee and Rebate Schedule in order to reflect the availability and pricing of the zero display reserve order type previously approved by the Commission.
SR-NSX-2008-08 March 24, 2008 The Exchange is proposing to extend the effective period for Exchange Rule 2.12, which relates to the provision of routing services procured from a third party, and to delay the effectiveness of Exchange Rule 2.11, which relates to the outbound routing function of NSX Securities, LLC.
SR-NSX-2008-07 March 17, 2008 The Exchange is proposing to amend its Rules to clarify that the Post Only Order will be rejected without execution if it is immediately marketable against round lot orders when entered.
SR-NSX-2008-05 March 6, 2008 The Exchange proposes to consolidate into Exchange Rule 15.9 certain requirements for trading pursuant to unlisted trading privileges new derivative securities products as defined by Rule 19b-4 of the Securities Exchange Act of 1934.
SR-NSX-2008-03 February 5, 2008 The Exchange is proposing to amend its Rules in order to establish a Zero Display Reserve Order with a pegging option.
SR-NSX-2008-02 February 5, 2008 The Exchange is proposing to amend its NSX BLADE Fee and Rebate Schedule in order to pass through to a specific ETP Holder costs that are assessed to the Exchange by a third party that are attributable to that particular ETP Holder for its use of the facilities of the Exchange.
SR-NSX-2008-01 February 1, 2008 The Exchange is proposing to amend Exchange Rule 16 and the NSX BLADE Fee Schedule in order to modify the fees and market data rebates associated with trading in the automatic mode of order interaction, establish a de minimis threshold for tape credits and reformat the Fee Schedule.