2011 | 2010 | 2009 | 2008 | 2007 | 2006
Click on the links below to view the PDF documents.
2009 Regulatory Circulars
| File Number | Description |
 |
|
| RC 09-012 |
SEC’s Section 31 Transaction Fee Rate |
| RC 09-011 |
Increased Rebates for Displayed Orders in Order Delivery, New Volume Measurement for Rebate Tiers in Order Delivery, and New Rule 16.4 Implementing A Market Data Rebate Program For Displayed Orders In Order Delivery |
| RC 09-010 |
Regarding 2009 Holiday Hours |
| RC 09-009 |
SEC’s Section 31 Transaction Fee Rate |
| RC 09-008 |
Changes to the NSX Fee and Rebate Schedule to Modify Daily Volume Calculation for Rebates for Liquidity Adding Displayed Orders in AutoEx |
| RC 09-007 |
New Clearly Erroneous Filing Protocol |
| RC 09-006 |
SEC’s Section 31 Transaction Fee Rate |
| RC 09-005 |
Changes to the NSX Fee and Rebate Schedule with respect to the Automatic Execution Mode of Interaction |
| RC 09-004 |
Changes to the NSX Fee and Rebate Schedule Affecting AutoEx Displayed Order Liquidity Adding Tapes A and C Rebate |
| RC 09-003 |
Changes to the NSX Fee and Rebate Schedule to (i) Increase the Liquidity Provider Rebate for Tape A and C Securities in Automatic Execution Mode, (ii) Implement a Program to Award Rebates for Liquidity Adding Displayed Orders in Order Delivery and (iii) Allow ETP Holders to Aggregate Activity with Certain Affiliated ETP Holders for Purposes of the NSX Fee and Rebate Schedule |
| RC 09-002 |
SEC’s Section 31 Transaction Fee Rate |
| RC 09-001 |
Changes to the NSX Fee and Rebate Schedule to Implement a Program to Award Rebates for Liquidity Adding Zero Display Orders in AutoEx and Order Delivery Mode |