2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006
Click on the links below to view the PDF documents.
2010 Regulatory Circulars
| File Number | Description |
| RC 10-019 |
SEC's Section 31 Transaction Fee Rate Increase |
| RC 10-018 |
Effectiveness of Rule Change Relating to Amendment of Bylaws of NSX Holdings, Inc. |
| RC 10-017 |
SEC’s Section 31 Transaction Fee Rate |
| RC 10-016 |
Regulation SHO Frequently-Asked Questions |
| RC 10-015 |
Adjustments to Fee and Rebate Schedule With Respect to Rebates for Adding Liquidity in Tape A and C Securities in AutoEx |
| RC 10-014 |
Regulation SHO Frequently-Asked Questions |
| RC 10-013 |
SEC’s Section 31 Transaction Fee Rate |
| RC 10-012 |
SEC’s Section 31 Transaction Fee Rate |
| RC 10-011 |
Adjustments to Fee and Rebate Schedule With Respect to Rebates for Adding Liquidity in Order Delivery |
| RC 10-010 |
Rule Filing Regarding NSX Rule 11.13(b)(2) Specifying Time Within Which ETP Holders Submitting Displayed Orders in the Order Delivery Mode of Order Interaction Must Respond |
| RC 10-009 |
Exchange Business Hours Extended Until 8:00 p.m. Eastern Time; Enhanced Disclosure Requirements Apply Outside of Regular Trading Hours |
| RC 10-008 |
Rule Change Relating to Implementation of an Equity Rights Program |
| RC 10-007 |
Trading Pauses |
| RC 10-006 |
Trading Pauses in S&P 500® Securities Due to Extraordinary Market Volatility and Frequently-Asked Questions |
| RC 10-005 |
New “Self-Trade Prevention” Order Modifier Available for Use on the Exchange |
| RC 10-004 |
Adjustments to Fee and Rebate Schedule With Respect to the Liquidity Adding Rebates for Sub-Dollar Securities |
| RC 10-003 |
Adjustments to Fee and Rebate Schedule With Respect to the Liquidity Take Fee in AutoEx and Rebates for Adding Liquidity in Order Delivery |
| RC 10-002 |
SEC’s Section 31 Transaction Fee Rate Reduction |
| RC 10-001 |
Rebate in AutoEx for Sub-Dollar Liquidity Adding Displayed Orders Increased To 0.25% of Trade Value |