2011
2011

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Click on the links below to view the documents:

IC 11-162: MARKET VECTOR ETF’S TO BEGIN TRADING ON NSX
IC 11-161: RBS NASDAQ 100 TRENDPILOT EXCHANGE TRADED NOTES TO BEGIN TRADING ON NSX
IC 11-160: GLOBAL X NASDAQ CHINA TECHNOLOGY ETF TO BEGIN TRADING ON NSX
IC 11-159: DIREXION ETF’S TO BEGIN TRADING ON NSX
IC 11-158: GLOBAL X FTSE GREECE 20 ETF TO BEGIN TRADING ON NSX
IC 11-157: POWERSHARES ETN’S TO BEGIN TRADING ON NSX
IC 11-156: GLOBAL X FUNDS TO BEGIN TRADING ON NSX
IC 11-155: SPDR BARCLAYS CAPITAL SHORT TERM TREASURY ETF TO BEGIN TRADING ON NSX
IC 11-154: SPDR BARCLAYS CAPITAL INVESTMENT GRADE FLOATING RATE ETF TO BEGIN TRADING ON NSX
IC 11-153: UBS E-TRACS ETN ‘S TO BEGIN TRADING ON NSX
IC 11-152: ISHARES S&P INTERNATIONAL PREFERRED STOCK INDEX FUND TO BEGIN TRADING ON NSX
IC 11-151: GLOBAL X SOCIAL MEDIA INDEX ETF TO BEGIN TRADING ON NSX
IC 11-150: UNITED STATES COPPER INDEX FUND TO BEGIN TRADING ON NSX
IC 11-149: PIMCO ETF’S TO BEGIN TRADING ON NSX
IC 11-148: DEUTSCHE BANK ETN’S TO BEGIN TRADING ON NSX
IC 11-147: RUSSELL ETF’S TO BEGIN TRADING ON NSX
IC 11-146: POWERSHARES ETF'S TO BEGIN TRADING ON NSX
IC 11-145: PIMCO AUSTRALIA BOND INDEX FUND TO BEGIN TRADING ON NSX
IC 11-144: RBS GLOBAL BIG PHARMA EXCHANGE TRADED NOTES TO BEGIN TRADING ON NSX
IC 11-143: SCHWAB US DIVIDEND EQUITY ETF TO BEGIN TRADING ON NSX
IC 11-142: ISHARES MSCI USA MINIMUM VOLATILITY INDEX FUND TO BEGIN TRADING ON NSX
IC 11-141: ISHARES EMERGING MARKETS LOCAL CURRENCY BOND FUND TO BEGIN TRADING ON NSX
IC 11-140: ISHARES MSCI EAFE MINIMUM VOLATILITY INDEX FUND TO BEGIN TRADING ON NSX
IC 11-139: ISHARES MSCI EMERGING MARKETS MINIMUM VOLATILITY INDEX FUND TO BEGIN TRADING ON NSX
IC 11-138: ISHARES MSCI ALL COUNTRY WORLD MINIMUM VOLATILITY INDEX FUND TO BEGIN TRADING ON NSX

 

IC 11-137: VELOCITYSHARES ETN’S TO BEGIN TRADING ON NSX
IC 11-136: MARKET VECTORS RENMINBI BOND ETF TO BEGIN TRADING ON NSX
IC 11-135: PROSHARES ULTRA DJ-UBS NATURAL GAS AND PROSHARES ULTRASHORT DJUBS NATURAL GAS TO BEGIN TRADING ON NSX
IC 11-134: RUSSELL EXCHANGE TRADED FUNDS TRUST FUNDS TO BEGIN TRADING ON NSX
IC 11-133: ETRACS MONTHLY 2XLEVERAGED ISE CLOUD COMPUTING TR INDEX ETN DUE OCTOBER 4, 2041 TO BEGIN TRADING ON NSX
IC 11-132: TRIMTABS FLOAT SHRINK ETF TO BEGIN TRADING ON NSX
IC 11-131: PROSHARES ULTRA VIX SHORT-TERM FUTURES & SHORT VIX SHORT-TERM FUTURES ETF TO BEGIN TRADING ON NSX
IC 11-130: CURRENCYSHARES CHINESE RENMINBI TRUST TO BEGIN TRADING ON NSX
IC 11-129: SPDR S&P ETF’S TO BEGIN TRADING ON NSX
IC 11-128: POWERSHARES CHINESE YUAN DIN SUM BOND PORTFOLIO TO BEGIN TRADING ON NSX
IC 11-127: GUGGENHEIM YUAN BOND ETF TO BEGIN TRADING ON NSX
IC 11-126: FLEXSHARES ETF’S TO BEGIN TRADING ON NSX
IC 11-125: CREDIT SUISSE MARKET NEUTRAL ETN TO BEGIN TRADING ON NSX
IC 11-124: IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN TO BEGIN TRADING ON NSX
IC 11-123: TEUCRIUM WHEAT FUND TO BEGIN TRADING ON NSX
IC 11-122: TEUCRIUM SOYBEAN FUND TO BEGIN TRADING ON NSX
IC 11-121: TEUCRIUM SUGAR FUND TO BEGIN TRADING ON NSX
IC 11-120: UBS ETN’S TO BEGIN TRADING ON NSX
IC 11-119: RBS OIL TRENDPILOT INDEX ETN TO BEGIN TRADING ON NSX
IC 11-118: POWERSHARES ETF TO BEGIN TRADING ON NSX
IC 11-117: QUANTSHARES ETF’S TO BEGIN TRADING ON NSX
IC 11-116: UBS ETRACS ETN’S TO BEGIN TRADING ON NSX
IC 11-115: UBS ETRACS ETN’S TO BEGIN TRADING ON NSX
IC 11-114: QUANTSHARES U.S. MARKET NEUTRAL ETF’S TO BEGIN TRADING ON NSX
IC 11-113: IPATH S&P 500 DYNAMIC VIX ETN TO BEGIN TRADING ON NSX
IC 11-112: ISHARE ETF’S TO BEGIN TRADING ON NSX
IC 11-111: ISHARES MSCI EMERGING MARKETS SMALL CAP INDEX FUND TO BEGIN TRADING ON NSX
IC 11-110: MARKET VECTORS MORTGAGE REIT INCOME ETF TO BEGIN TRADING ON NSX
IC 11-109: EG SHARES INDIA CONSUMER ETF TO BEGIN TRADING ON NSX
IC 11-108: EGSHARES EMERGING MARKETS HIGH INCOME LOW BETA ETF TO BEGIN TRADING ON NSX
IC 11-107: RYDEX S&P ETF’S TO BEGIN TRADING ON NSX
IC 11-106: WISDOMTREE GLOBAL REAL RETURN FUND TO BEGIN TRADING ON NSX
IC 11-105: ETRACS ETN’S TO BEGIN TRADING ON NSX
IC 11-104: SCHWAB US AGGREGATE BOND ETF TO BEGIN TRADING ON NSX
IC 11-103: PROSHARES HEDGE REPLICATION ETF TO BEGIN TRADING ON NSX
IC 11-102: MARKET VECTORS CEF MUNICIPAL INCOME ETF TO BEGIN TRADING ON NSX
IC 11-101: MAXIS NIKKEI 225 INDEX FUND TO BEGIN TRADING ON NSX
IC 11-100: IQ EMERGING MARKETS MID CAP ETF TO BEGIN TRADING ON NSX
IC 11-099: IPATH US TRESUARY 5-YEAR BULL ETN;IPATH US TRESUARY 5-YEAR BEAR ETN TO BEGIN TRADING ON NSX
IC 11-098: IPATH LONG ENHANCED S&P 500 VIX MID-TERM FUTURES ETN TO BEGIN TRADING ON NSX
IC 11-097: FIRST TRUST ISE CLOUD COMPUTING INDEX FUND TO BEGIN TRADING ON NSX
IC 11-096: MEIDELL TACTICAL ADVANTAGE ETF TO BEGIN TRADING ON NSX
IC 11-095: EMERGING GLOBAL ETF’S TO BEGIN TRADING ON NSX
IC 11-094: ADVISORSHARES ETF’S TO BEGIN TRADING ON NSX
IC 11-093: ISHARES FLOATING RATE NOTE FUND TO BEGIN TRADING ON NSX
IC 11-092: PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX FUND TO BEGIN TRADING ON NSX
IC 11-091: UBS AG EXCHANGE TRADED ACCESS SECURITIES (E-TRACS) ETNs-OIL FUTURES CONTANGO ETN AND NATURAL GAS FUTURES CONTANGO ETN TO BEGIN TRADING ON NSX
IC 11-090: POWERSHARES ETF’S TO BEGIN TRADING ON NSX
IC 11-089: DIREXION ETF TO BEGIN TRADING ON NSX
IC 11-088: DIREXION ETF’S TO BEGIN TRADING ON NSX
IC 11-087: DIREXION ETF’S TO BEGIN TRADING ON NSX
IC 11-086: IQ US REAL ESTATE SMALL CAP ETF TO BEGIN TRADING ON NSX
IC 11-085: DBX ETF TRUST TO BEGIN TRADING ON NSX
IC 11-084: GLOBAL X SUPERDIVIDEND ETF TO BEGIN TRADING ON NSX
IC 11-083: GUGGENHEIM ABC HIGH DIVIDEND ETF TO BEGIN TRADING ON NSX
IC 11-082: GLOBAL X FARMING ETF TO BEGIN TRADING ON NSX
IC 11-081: IQ JAPAN MID CAP ETF TO BEGIN TRADING ON NSX
IC 11-080: RUSSELL FACTOR ETF’S TO BEGIN TRADING ON NSX
IC 11-079: POWER SHARES CONVERTIBLE SECURITIES PORTFOLIO TO BEGIN TRADING ON NSX
IC 11-078: GLOBAL X FERTILIZERS/POTASH ETF TO BEGIN TRADING ON NSX
IC 11-077: 2X LEVERAGED LONG EXCHANGE TRADED ACCESS SECURITIES (E-TRACS) LINKED TO THE WELLSS FARGO BUSINESS DEVELOPMENT COMPANY INDEX DUE MAY 24, 2041 TO BEGIN TRADING ON NSX
IC 11-076: DIREXION DAILY RUSSIA BULL 3X SHARES; DIREXION DAILY RUSSIA BEAR 3X SHARES; DIREXION DAILY AGRIBUISINESS BULL 3X SHARES DIREXION DAILY AGRIBUSINESS BEAR 3X SHARES TO BEGIN TRADING ON NSX
IC 11-075: POWERSHARES DB 3X LONG & SHORT US DOLLAR INDEX FUTURES EXCHANGE TRADED NOTES DUE OCTOBER 31, 2020 TO BEGIN TRADING ON NSX
IC 11-074: GLOBAL X CANADA PREFERRED ETF TO BEGIN TRADING ON NSX
IC 11-073: ISHARES INTERNATIONAL INFLATION-LINKED BOND FUND TO BEGIN TRADING ON NSX
IC 11-072: ISHARES GLOBAL INFLATION-LINKED BOND FUND TO BEGIN TRADING ON NSX
IC 11-071: GLOBAL X AUTO ETF TO BEGIN TRADING ON NSX
IC 11-070: RUSSELL INVESTMENT DISCIPLINE ETFs TO BEGIN TRADING ON NSX
IC 11-069: IQ HONG KONG SMALL CAP ETF TO BEGIN TRADING ON NSX
IC 11-068: FIRST TRUST MEGA CAP ALPHADEX FUND TO BEGIN TRADING ON NSX
IC 11-067: MARKET VECTORS LATAM AGGREGATE BOND ETF TO BEGIN TRADING ON NSX
IC 11-066: FIRST TRUST NASDAQ GLOBAL AUTO INDEX FUND TO BEGIN TRADING ON NSX
IC 11-065: POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIO TO BEGIN TRADING ON NSX
IC 11-064: POWERSHARES S&P 500 HIGH BETA PORTFOLIO TO BEGIN TRADING ON NSX
IC 11-063: GLOBAL X MEXICO SMALL CAP ETF TO BEGIN TRADING ON NSX
IC 11-062: IQ GLOBAL OIL SMALL CAP ETF TO BEGIN TRADING ON NSX
IC 11-061: GLOBAL X FISHING INDUSTRY ETF TO BEGIN TRADING ON NSX
IC 11-060: GLOBAL X FOOD ETF TO BEGIN TRADING ON NSX
IC 11-059: UBS AG EXCHANGE TRADED ACCESS SECURITIES (E-TRACS) LINKED TO THE WELLS FARGO BUSINESS DEVELOPMENT COMPANY INDEX DUE APRIL 26, 2041 TO BEGIN TRADING ON NSX
IC 11-058: MARKET VECTORS INVESTMENT GRADE FLOATING RATE ETF TO BEGIN TRADING ON NSX
IC 11-057: IPATH COMMODITY INDEX ETNS TO BEGIN TRADING ON NSX
IC 11-056: FIRST TRUST ETF’S TO BEGIN TRADING ON NSX
IC 11-055: FIRST TRUST ETF’S TO BEGIN TRADING ON NSX
IC 11-054: PROSHARES ULTRA INVESTMENT GRADE CORPORATE TO BEGIN TRADING ON NSX
IC 11-053: PROSHARES ULTRA HIGH YIELD TO BEGIN TRADING ON NSX
IC 11-052: SPDR NUVEEN S&P HIGH YIELD MUNICIPAL BOND ETF TO BEGIN TRADING ON NSX
IC 11-051: MARKET VECTORS RUSSIA SMALL-CAP ETF TO BEGIN TRADING ON NSX
IC 11-049: SPDR BARCLAYS CAPITAL ISSUER SCORED CORPORATE BOND ETF TO BEGIN TRADING ON NSX
IC 11-048: MARKET VECTORS GERMANY SMALL-CAP ETF TO BEGIN TRADING ON NSX
IC 11-047: PROSHARES ULTRASHORT 3-7 YEAR TREASURY TO BEGIN TRADING ON NSX
IC 11-046: PROSHARES SHORT 7-10 YEAR TREASURY TO BEGIN TRADING ON NSX
IC 11-044: ISHARES HIGH DIVIDEND EQUITY FUND TO BEGIN TRADING ON NSX
IC 11-043: 15 FOCUS SHARES ETF’S TO BEGIN TRADING ON NSX
IC 11-042: PROSHARES SHORT INVESTMENT GRADE CORPORATE TO BEGIN TRADING ON NSX
IC 11-041: POWERSHARES DB EXCHANGE TRADED NOTES, DUE MARCH 31, 2021 (6 ETNS) TO BEGIN TRADING ON NSX
IC 11-040: DIREXION ETF’S TO BEGIN TRADING ON NSX
IC 11-039: PROSHARES SHORT HIGH YIELD TO BEGIN TRADING ON NSX
IC 11-038: IQ GLOBAL AGRIBUSINESS SMALL CAP ETF TO BEGIN TRADING ON NSX
IC 11-037: MORGAN STANLEY CUSHING MLP HIGH INCOME INDEX ETNS TO BEGIN TRADING ON NSX
IC 11-036: GLOBAL X TSX VENTURE TO BEGIN TRADING ON NSX
IC 11-035: WISDOM TREE ASIA LOCAL DEBT FUND TO BEGIN TRADING ON NSX
IC 11-034: GLOBAL X OIL EQUITIES ETF TO BEGIN TRADING ON NSX
IC 11-033: MARKET VECTORS COLOMBIA ETF TO BEGIN TRADING ON NSX
IC 11-032: GLOBAL X PURE GOLD MINERS ETF TO BEGIN TRADING ON NSX
IC 11-031: 2X CREDIT SUISSE MERGER ARB TO BEGIN TRADING ON NSX
IC 11-030: POWERSHARES SENIOR LOAN PORTFOLIO TO BEGIN TRADING ON NSX
IC 11-029: GLOBAL X ARGENTINA TO BEGIN TRADING ON NSX
IC 11-028: FACTORSHARES TO BEGIN TRADING ON NSX
IC 11-027: SPDR S&P EMERGING MARKETS DIVIDEND ETF TO BEGIN TRADING ON NSX
IC 11-026: SPDR BARCLAYS CAPITAL EMERGING MARKETS LOCAL BOND ETF TO BEGIN TRADING ON NSX
IC 11-025: TEUCRIUM CRUDE OIL FUND TO BEGIN TRADING ON NSX
IC 11-024: RBS GOLD TRENDPILOT ETN’S TO BEGIN TRADING ON NSX
IC 11-023: FIRST TRUST NASDAQ CEA SMARTPHONE INDEX FUND TO BEGIN TRADING ON NSX
IC 11-022: GLOBAL X FTSE ASEAN 40 ETF TO BEGIN TRADING ON NSX
IC 11-021: PROSHARES ULTRASHORT TIPS TO BEGIN TRADING ON NSX
IC 11-020: GLOBAL X FTSE ANDEAN 40 ETF TO BEGIN TRADING ON NSX
IC 11-019: TEUCRIUM NATURAL GAS FUND TO BEGIN TRADING ON NSX
IC 11-018: VANGUARD TOTAL INTERNATIONAL STOCK ETF TO BEGIN TRADING ON NSX
IC 11-017: ADVISORSHARES ACTIVE BEAR ETF TO BEGIN TRADING ON NSX
IC 11-016: SPDR SERIES TRUST ETF’S TO BEGIN TRADING ON NSX
IC 11-015: RBS US MID CAP TRENDPILOT EXCHANGE TRADED NOTES TO BEGIN TRADING ON NSX
IC 11-014: PAX MSCI EAFE ESG INDEX ETF TO BEGIN TRADING ON NSX
IC 11-013: GUGGENHEIM BULLETSHARES HIGH YIELD CORPORATE BOND ETF’S TO BEGIN TRADING ON NSX
IC 11-012: GLOBAL X RUSSELL EMERGING MARKETS ETF’S TO BEGIN TRADING ON NSX
IC 11-011: NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 – MUNIFUND TERM PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 11-010: IPATH INVERSE JANUARY 2021 S&P 500 VIX SHORT-TERM FUTURES ETN TO BEGIN TRADING ON NSX
IC 11-009: ETFS ASIAN GOLD TRUST TO BEGIN TRADING ON NSX
IC 11-008: CHARLES SCHWAB US ETF’S TO BEGIN TRADING ON NSX
IC 11-007: RYDEX MSCI ACWI EQUAL WEIGHT ETF TO BEGIN TRADING ON NSX
IC 11-006: NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND – MUNIFUND TERM PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 11-005: NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND – MUNIFUND TERM PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 11-004: NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND – MUNIFUND TERM PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 11-003: WISDOMTREE MANAGED FUTURES STRATEGY FUND TO BEGIN TRADING ON NSX
IC 11-002: GLOBAL X ALUMINUM ETF TO BEGIN TRADING ON NSX
IC 11-001: PROSHARES VIX SHORT-TERM FUTURES ETF AND PROSHARES VIX MID-TERM FUTURES ETF TO BEGIN TRADING ON NSX