Click on the links below to view the documents:
IC 10-318: WCM/BNY MELLON FOCUSED GROWTH ADR ETF TO BEGIN TRADING ON NSX
IC 10-317: BARCLAYS ETN+ INVERSE S&P 500® VIX SHORT-TERM FUTURES ETN TO
BEGIN TRADING ON NSX
IC 10-316: ISHARES MSCI ACWI EX US SECTOR INDEX FUNDS ETFS (NINE FUNDS) TO
BEGIN TRADING ON NSX
IC 10-315: CERTAIN DIREXION SHARES ETF TRUST PRODUCTS TO
BEGIN TRADING ON NSX
IC 10-314: UBS AG EXCHANGE TRADED ACCESS SECURITIES (ETRACS) LINKED TO THE
ALERIAN NATURAL GAS MLP INDEX DUE JULY 9, 2040 TO BEGIN TRADING ON
NSX
IC 10-313: MARS HILL GLOBAL RELATIVE VALUE ETF TO BEGIN TRADING ON NSX
IC 10-312: EMERGING GLOBAL SHARES INDXX INDIA SMALL CAP FUND TO BEGIN
TRADING ON NSX
IC 10-311: UBS AG 2XLEVERAGED LONG EXCHANGE TRADED ACCESS SECURITIES (ETRACS)
LINKED TO THE ALERIAN MLP INFRASTRUCTURE INDEX DUE JULY 9,
2040 TO BEGIN TRADING ON NSX
IC 10-310: GLOBAL X BRAZIL CONSUMER ETF TO BEGIN TRADING ON NSX
IC 10-309: SPX CAPPED LEVERAGED INDEX RETURN NOTES BASED ON THE S&P 500
INDEX, DUE JUNE 29 2010 TO BEGIN TRADING ON NSX
IC 10-308: MARKET INDEX TARGET TERM SECURITIES LINKED TO THE DOW JONES
INDUSTRIAL AVERAGE DUE JUNE 26, 2015 TO BEGIN TRADING ON NSX
IC 10-307: EATON VANCE TAX-ADVANTAGED BOND AND OPTION STRATEGIES FUND TO BEGIN TRADING ON NSX
IC 10-306: POWERSHARES DB 3X SHORT 25+ YEAR TREASURY BOND EXCHANGE TRADED NOTES TO BEGIN TRADING ON NSX
IC 10-305: GLOBAL X BRAZIL MID CAP ETF TO BEGIN TRADING ON NSX
IC 10-304: CLAYMORE SHIPPING ETF TO BEGIN TRADING ON NSX
IC 10-303: SPX ACCELERATED RETURN NOTE TO BEGIN TRADING ON NSX
IC 10-302: TEUCRIUM CORN FUND TO BEGIN TRADING ON NSX
IC 10-301: CLAYMORE BULLETSHARES CORPORATE BOND ETF TO BEGIN TRADING ON NSX
IC 10-300: MARKET INDEX TARGET TERM SECURITIES LINKED TO THE DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-299: SPX CAPPED LEVERAGED INDEX RETURN NOTES BASED ON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-298: POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO TO BEGIN TRADING ON NSX
IC 10-297: UNITED STATES BRENT OIL FUND, L.P. TO BEGIN TRADING ON NSX
IC 10-296: ISHARES MSCI POLAND INVESTABLE MARKET INDEX FUND TO BEGIN TRADING ON NSX
IC 10-295: BLACKSTONE/GSO SENIOR FLOATING RATE TERM FUND TO BEGIN TRADING ON NSX
IC 10-294: SPDR BARCLAYS CAPITAL INTERNATIONAL CORPORATE BOND ETF TO BEGIN TRADING ON NSX
IC 10-293: ESG SHARES KLD NORTH AMERICA SUSTAINABILITY INDEX ETF TO BEGIN TRADING ON NSX
IC 10-292: IQ TAIWAN SMALL CAP ETF TO BEGIN TRADING ON NSX
IC 10-291: SPDR NUVEEN BARCLAYS CAPITAL BUILD AMERICA BOND ETF TO BEGIN TRADING ON NSX
IC 10-290: U.S. ONE TRUST TO BEGIN TRADING ON NSX
IC 10-289: BAC CAPPED LEVERAGED INDEX RETURN NOTES BASED ON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-288: BANK OF AMERICA MITTS LINKED TO THE DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-287: BANK OF AMERICA STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-286: ISHARES MSCI ETFS TO BEGIN TRADING ON NSX
IC 10-285: NUVEEN INSURED NEW YORK TAX-FREE ADVANTAGE MUNICIPAL FUND MUNIFUND TERM 2.55% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-284: NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 MUNIFUND TERM 2.55% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-283: NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND MUNIFUND TERM 2.60% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-282: NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 MUNIFUND TERM 2.60% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-281: NUVEEN BUILD AMERICA BOND FUND TO BEGIN TRADING ON NSX
IC 10-280: PROSHARES ULTRA MSCI ETFS TO BEGIN TRADING ON NSX
IC 10-279: PROSHARES REGIONAL BANKING ETFS TO BEGIN TRADING ON NSX
IC 10-278: NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 MUNIFUND TERM 2.60% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-277: NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND MUNIFUND TERM 2.60% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-276: NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND MUNIFUND TERM 2.60% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-275: NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 MUNIFUND TERM 2.60% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-274: GLOBAL X SILVER MINERS ETF & GLOBAL X COPPER MINERS ETF TO BEGIN TRADING ON NSX
IC 10-273: NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND MUNIFUND TERM 2.60% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-272: ENTERGY LOUISIANA, LLC 6.0% SERIES FIRST MORTGAGE BONDS TO BEGIN TRADING ON NSX
IC 10-271: ENTERGY MISSISSIPPI, INC. 6.20% SERIES FIRST MORTGAGE BONDS TO BEGIN TRADING ON NSX
IC 10-270: IQ SOUTH KOREA SMALL CAP ETF TO BEGIN TRADING ON NSX
IC 10-269: CREDIT SUISSE CUSHING 30 MLP INDEX ETN TO BEGIN TRADING ON NSX
IC 10-268: OLD MUTUAL GLOBAL SHARES TRUST TO BEGIN TRADING ON NSX
IC 10-267: FIRST TRUST EXCHANGE-TRADED FUND II TO BEGIN TRADING ON NSX
IC 10-266: NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND MUNIFUND TERM 2.70% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-265: JETS CONTRARIAN OPPORTUNITIES INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-264: PROSHARES TRUST FUNDS TO BEGIN TRADING ON NSX
IC 10-263: MARKET VECTORS LATIN AMERICA SMALL-CAP ETF TO BEGIN TRADING ON NSX
IC 10-262: BANK OF AMERICA MITTS LINKED TO THE DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-261: BAC CAPPED LEVERAGED INDEX RETURN NOTES BASED ON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-260: POWERSHARES EXCHANGE-TRADED FUND TRUST II FUNDS TO BEGIN TRADING ON NSX
IC 10-259: UBS E-TRACS ALERIAN MLP INFRASTRUCTURE EXCHANGE-TRADED NOTES TO BEGIN TRADING ON NSX
IC 10-258: IQ AUSTRALIA SMALL CAP ETF & IQ CANADA SMALL CAP ETF TO BEGIN TRADING ON NSX
IC 10-257: BANK OF AMERICA STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-256: PROSHARES SHORT REAL ESTATE ETF, PROSHARES SHORT BASIC MATERIALS ETF, PROSHARES SHORT FTSE/XINHUA CHINA 25 ETF TO BEGIN TRADING ON NSX
IC 10-255: NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-254: NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-253: FIRST TRUST EXCHANGE-TRADED FUND II FUNDS TO BEGIN TRADING ON NSX
IC 10-252: SPDR S&P RUSSIA ETF TO BEGIN TRADING ON NSX
IC 10-251: DIREXION SHARES ETF TRUST TO BEGIN TRADING ON NSX
IC 10-250: NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-249: NUVEEN INSURED MASSACHUSETTS TAX-FREE ADVANTAGE MUNICIPAL FUND MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-248: NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-247: KEYNOTES ECHANGE-TRADED NOTES TO BEGIN TRADING ON NSX
IC 10-246: CITIGROUP ISHARES MSCI EMERGING MARKETS INDEX FUND BUFFER NOTES TO BEGIN TRADING ON NSX
IC 10-245: EKSPORTFINANS ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-244: BARCLAYS GEMS ASIA 8 ETN TO BEGIN TRADING ON NSX
IC 10-243: JP MORGAN BUFFER NOTES BASED UPON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-242: BAC LEVERAGED INDEX RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-241: SEK CAPPED LEVERAGED INDEX RETURN NOTES BASED ON S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-240: EKSPORTFINANS ACCELERATED RETURN NOTES LINKED TO THE MSCI EAFE INDEX TO BEGIN TRADING ON NSX
IC 10-239: BANK OF AMERICA STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-238: GRAIL AMERICAN BEACON LARGE CAP VALUE ETF TO BEGIN TRADING ON NSX
IC 10-237: WISDOM TREE LARGE CAP GROWTH FUND TO BEGIN TRADING ON NSX
IC 10-236: BANK OF AMERICA STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-235: BANK OF AMERICA ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-234: EMERGING GLOBAL SHARES DOW JONES EMERGING MARKETS FINANCIALS TITANS INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-233: ALPS THOMSON REUTERS/JEFFERIES CRB GLOBAL AGRICULTURE EQUITY INDEX FUND TO BEGIN TRADING ON NSX
IC 10-232: BAC STEP UP NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-231: SPDR S&P VRDO MUNICIPAL BOND ETF TO BEGIN TRADING ON NSX
IC 10-230: BAC MARKET-LINKED STEP UP NOTES LINKED OT THE RUSSELL 2000 INDEX TO BEGIN TRADING ON NSX
IC 10-229: BAC BEAR MARKET STARS LINKED TO THE ISHARES DOW JONES U.S. REAL ESTATE INDEX FUND TO BEGIN TRADING ON NSX
IC 10-228: SEK ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-227: BAC STRATEGIC ACCELERATED REDEMPTION SECURITIES STARS LINKED TO THE SPDR GOLD TRUST TO BEGIN TRADING ON NSX
IC 10-226: MORGAN STANLEY PROTECTED ABSOLUTE RETURN BARRIER S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-225: BANK OF AMERICA MITTS LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-224: EKSPORTFINANS STRATEGIC ACCELERATED REDEMPTION SECURITIES STARS LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-223: BAC BEAR MARKET STARS LINKED TO THE ISHARES DOW JONES U.S. REAL ESTATE INDEX FUND TO BEGIN TRADING ON NSX
IC 10-222: SEK CAPPED LEVERAGE INDEX RETURN NOTES BASED ON S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-221: BAC LEVERAGED INDEX RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-220: MORGAN STANLEY PROTECTED ABSOLUTE RETURN BARRIER NOTES BASED UPON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-219: BANK OF AMERICA STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-218: BANK OF AMERICA STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-217: BAC MARKET-LINKED STEP UP NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-216: BAC STRATEGIC ACCELERATED REDEMPTION SECURITIES STARS LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-215: SEK CAPPED LEVERAGE INDEX RETURN NOTES, BASED ON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-214: SEK ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-213: SEK CAPPED LEVERAGED INDEX RETURN NOTES BASED ON S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-212: PROSHARES ULTRA RUSSELL 3000 ETF TO BEGIN TRADING ON NSX
IC 10-211: ELEMENTS EXCHANGE-TRADED NOTES TO BEGIN TRADING ON NSX
IC 10-210: PROSHARES ULTRA 7-10 YEAR TREASURY ETF TO BEGIN TRADING ON NSX
IC 10-209: PIMCO 25+ YEAR ZERO COUPON U.S TREASURY INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-208: DIREXION SHARES ETF TRUST TO BEGIN TRADING ON NSX
IC 10-207: PIMCO 7-15 YEAR U.S. TREASURY INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-206: EKSPORTFINANS ACCELERATED RETURN NOTES LINKED TO THE S&P MIDCAP 400 INDEX TO BEGIN TRADING ON NSX
IC 10-205: MERRILL LYNCH & CO., INC. STARS S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-204: IQ HEDGE MULTI-STRATEGY TRACKER ETF TO BEGIN TRADING ON NSX
IC 10-203: GLOBALSHARES FTSE EMERGING MARKETS FUND ETF TO BEGIN TRADING ON NSX
IC 10-202: BAC CAPPED LEVERAGED INDEX RETURN NOTES BASED ON S&P 500 INDEX
IC 10-201: BANK OF AMERICA ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-200: E-TRACS UBS AG EXCHANGE TRADED ACCESS EXCHANGE-TRADED NOTES TO BEGIN TRADING ON NSX
IC 10-199: BANK OF AMERICA STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-198: BANK OF AMERICA STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE ISHARES FTSE/XINHUA 25 INDEX FUND TO BEGIN TRADING ON NSX
IC 10-197: BANK OF AMERICA LEVERAGED INDEX RETURN NOTES BASED ON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-196: CLAYMORE WILSHIRE ETFS TO BEGIN TRADING ON NSX
IC 10-195: ISHARES S&P AMT-FREE MUNICIPAL SERIES ETFS TO BEGIN TRADING ON NSX
IC 10-194: CITIGROUP FUNDING INC. 3% MINIMUM COUPON PRINCIPAL PROTECTED NOTES BASED UPON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-193: BAC MARKET-LINKED STEP UP NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-192: EKSPORTFINANS ACCELERATED RETURN NOTES LINKED TO THE RUSSELL 2000 INDEX TO BEGIN TRADING ON NSX
IC 10-191: WISDOMTREE INTERNATIONAL HEDGED EQUITY FUND ETF TO BEGIN TRADING ON NSX
IC 10-190: JETS DOW JONES ISLAMIC MARKET INTERNATIONAL INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-189: GLOBAL X FTSE NORDIC 30 ETF TO BEGIN TRADING ON NSX
IC 10-188: ISHARES RUSSELL TOP 200 VALUE INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-187: ISHARES RUSSELL TOP 200 INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-186: BAC MARKET-LINKED STEP UP NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-185: BAC MARKET-LINKED STEP UP NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-184: BANK OF AMERICA MITTS LINED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-183: CITIGROUP 2% MINIMUM COUPON PRINCIPAL PROTECTED NOTES BASED UPON THE PRICE OF GOLD TO BEGIN TRADING ON NSX
IC 10-182: BANK OF AMERICA MITTS LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-181: CITIGROUP 3% MINIMUM COUPON PRINCIPAL PROTECTED NOTES DOW JONES-UBS COMMODITY INDEX TO BEGIN TRADING ON NSX
IC 10-180: GLOBALSHARES FTSE DEVELOPED COUNTRIES EX US FUND ETF TO BEGIN TRADING ON NSX
IC 10-179: GRAIL MCDONNELL BOND ETFS TO BEGIN TRADING ON NSX
IC 10-178: CITIGROUP 3% MINIMUM COUPON PRINCIPAL PROTECTED NOTES RUSSELL 2000 INDEX TO BEGIN TRADING ON NSX
IC 10-177: CITIGROUP 2% MINIMUM COUPON PRINCIPAL PROTECTED NOTES S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-176: BANK OF AMERICA MITTS LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-175: BANK OF AMERICA MITTS LINKED TO THE DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-174: ISHARES 10+ YEAR GOVERNMENT/CREDIT BOND FUND ETF TO BEGIN TRADING ON NSX
IC 10-173: CERTAIN FAITHSHARES TRUST ETFS TO BEGIN TRADING ON NSX
IC 10-172: FAITHSHARES TRUST ETFS TO BEGIN TRADING ON NSX
IC 10-171: PIMCO 3-7 YEAR U.S. TREASURY INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-170: CITIGROUP FUNDING 12% ELKS LINKED TO CELGENE CORPORATION TO BEGIN TRADING ON NSX
IC 10-169: CITIGROUP FUNDING INC. ELKS LINKED TO DOW CHEMICAL COMPANY TO BEGIN TRADING ON NSX
IC 10-168: CITIGROUP FUNDING ELKS LINKED TO THE HOME DEPOT INC. TO BEGIN TRADING ON NSX
IC 10-167: MERRILL LYNCH STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE ISHARES MSCI EAFE INDEX TO BEGIN TRADING ON NSX
IC 10-166: MERRILL LYNCH STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-165: ALPS THOMSON REUTERS/JEFFERIES CRB GLOBAL INDUSTRIAL METALS EQUITY INDEX FUND TO BEGIN TRADING ON NSX
IC 10-164: IQ CPI INFLATION HEDGED ETF TO BEGIN TRADING ON NSX
IC 10-163: MERILL LYNCH STRATEGIC BEAR MARKET ACCELERATED REDEMPTION SECURITIES LINKED TO THE SPDR S&P RETAIL EXCHANGE TRADED FUND TO BEGIN TRADING ON NSX
IC 10-162: CITIGROUP FUNDING INC. ELKS LINKED TO BANK OF AMERICA CORPORATION TO BEGIN TRADING ON NSX
IC 10-161: CITIGROUP FUNDING INC. 3% MINIMUM COUPON PRINCIPAL PROTECTED NOTES BASED UPON THE PRICE OF GOLD TO BEGIN TRADING ON NSX
IC 10-160: PROSHARES ULTRA MSCI JAPAN ETF TO BEGIN TRADING ON NSX
IC 10-159: BARCLAYS ETN+ SHORT D LEVERAGED ETN TO BEGIN TRADING ON NSX
IC 10-158: BARCLAYS ETN+ LONG B LEVERAGED ETN TO BEGIN TRADING ON NSX
IC 10-157: BARCLAYS ETN+ LONG C LEVERAGED ETN TO BEGIN TRADING ON NSX
IC 10-156: BAC MARKET-LINKED STEP UP NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-155: MORGAN STANLEY ABSOLUTE RETURN BARRIER S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-154: EKSPORTFINANS STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE MSCI BRAZIL INDEX TO BEGIN TRADING ON NSX
IC 10-153: SAFETY FIRST TRUST SERIES 2008-2 TO BEGIN TRADING ON NSX
IC 10-152: SAFETY FIRST TRUST SERIES 2008-4 TO BEGIN TRADING ON NSX
IC 10-151: BARCLAYS ETN+ SHORT B LEVERAGED ETN TO BEGIN TRADING ON NSX
IC 10-150: BANK OF AMERICA ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-149: BARCLAYS ETN+ SHORT C LEVERAGED ETN TO BEGIN TRADING ON NSX
IC 10-148: CITIGROUP BUFFER NOTES BASED UPON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-147: BAC MARKET-LINKED STEP UP NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-146: BANK OF AMERICA MITTS LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-145: BAC CAPPED LEVERAGED INDEX RETURN NOTES BASED ON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-144: SEK ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-143: E-TRACS UBS AG EXCHANGE TRADED ACCESS EXCHANGE-TRADED NOTES TO BEGIN TRADING ON NSX
IC 10-142: SAFETY FIRST TRUST PRINCIPAL-PROTECTED CERTIFICATES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-141: SAFETY FIRST TRUST SERIES PRINCIPAL-PROTECTED TRUST CERTIFICATEES LINKED TO THE DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-140: BANK OF AMERICA MITTS LINKED TO THE DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-139: PIMCO INTERMEDIATE MUNICIPAL BOND STRATEGY FUND ETF TO BEGIN TRADING ON NSX
IC 10-138: CITIGROUP FUNDING INC. ELKS LINKED TO SCHLUMBERGER LIMITED TO BEGIN TRADING ON NSX
IC 10-137: BANK OF AMERICA MITTS LINKED TO THE DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-136: DENT TACTICAL ETF TO BEGIN TRADING ON NSX
IC 10-135: CITIGROUP FUNDING ELKS LINKED TO MCDONALD’S CORPORATION TO BEGIN TRADING ON NSX
IC 10-134: CITIGROUP FUNDING 11% ELKS LINKED TO APPLE INC. TO BEGIN TRADING ON NSX
IC 10-133: CITIGROUP 3% MINIMUM COUPON PRINCIPAL PROTECTED NOTES BASED UPON THE RUSSELL 2000 INDEX TO BEGIN TRADING ON NSX
IC 10-132: CITIGROUP STRATEGIC MARKET ACCESS NOTES CITI U.S.EQUITY MODEL INDEX TO BEGIN TRADING ON NSX
IC 10-131: SPDR KBW MORTGAGE FINANCE ETF TO BEGIN TRADING ON NSX
IC 10-130: POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF TO BEGIN TRADING ON NSX
IC 10-129: EMERGING GLOBAL SHARES INDXX CHINA INFRASTRUCTURE INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-128: MARKET VECTORS EGYPT INDEX ETF TO BEGIN TRADING ON NSX
IC 10-127: SAFETY FIRST TRUST SERIES 2008-3 TO BEGIN TRADING ON NSX
IC 10-126: SAFETY FIRST TRUST SERIES 2008-1 TO BEGIN TRADING ON NSX
IC 10-125: EMERGING GLOBAL SHARES INDXX BRAZIL INFRASTRUCTURE INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-124: SPROTT PHYSICAL GOLD TRUST TO BEGIN TRADING ON NSX
IC 10-123: ISHARES DIVERSIFIED ALTERNATIVES TRUST TO BEGIN TRADING ON NSX
IC 10-122: PROSHARES CREDIT SUISSE 130/30 ETF TO BEGIN TRADING ON NSX
IC 10-121: EMERGING GLOBAL SHARES DOW JONES EMERGING MARKETS ENERGY TITANS INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-120: ALPS EQUAL SECTOR WEIGHT ETF TO BEGIN TRADING ON NSX
IC 10-119: ISHARES RUSSELL TOP 200 GROWTH INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-118: BARCLAYS ASIAN AND GULF CURRENCY REVALUATION EXCHANGE-TRADED NOTES TO BEGIN TRADING ON NSX
IC 10-117: IQ CPI INFLATION HEDGED ETF TO BEGIN TRADING ON NSX
IC 10-116: CITIGROUP FUNDING ELKS LINKED TO THE AMERICAN EXPRESS COMPANY TO BEGIN TRADING ON NSX
IC 10-115: TXF LARGE COMPANIES FUND ETF TO BEGIN TRADING ON NSX
IC 10-114: CITIGROUP FUNDING ELKS LINKED TO YAHOO! INC. TO BEGIN TRADING ON NSX
IC 10-113: PIMCO 15+ YEAR U.S.TIPS INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-112: OOK, INC. INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-111: FIRST TRUST NASDAQ CLEAN EDGE SMART GRID INFRASTRUCTURE INDEX FUND TO BEGIN TRADING ON NSX
IC 10-110: ISHARES TRUST TO BEGIN TRADING ON NSX
IC 10-109: SEK ACCELERATED RETURN NOTES LINKED TO THE RUSSELL 2000 INDEX TO BEGIN TRADING ON NSX
IC 10-108: ISHARES 10+ YEAR CREDIT BOND FUND ETF TO BEGIN TRADING ON NSX
IC 10-107: CITIGROUP FUNDING ELKS LINKED TO THE GENERAL ELECTRIC COMPANY TO BEGIN TRADING ON NSX
IC 10-106: EMERGING GLOBAL SHARES DOW JONES EMERGING MARKETS METALS AND MINING TITANS INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-105: POWERSHARES CEF INCOME COMPOSITE PORTFOLIO ETF TO BEGIN TRADING ON NSX
IC 10-104: PROSHARES ULTRA 20+ YEAR TREASURY ETF TO BEGIN TRADING ON NSX
IC 10-103: CLAYMORE CHINA TECHNOLOGY ETF TO BEGIN TRADING ON NSX
IC 10-102: ISHARES S&P INDIA NIFTY 50 INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-101: CITIGROUP FUNDING INC. ELKS LINKED TO WELLS FARGO & COMPANY TO BEGIN TRADING ON NSX
IC 10-100: CITIGROUP 3% MINIMUM COUPON PRINCIPAL PROTECTED NOTES DOW JONES-AIG COMMODITY INDEX EXCESS RETURN TO BEGIN TRADING ON NSX
IC 10-099: CITIGROUP FUNDING INC. ELKS LINKED TO JP MORGAN CHASE & CO. TO BEGIN TRADING ON NSX
IC 10-098: ETFS PALLADIUM TRUST TO BEGIN TRADING ON NSX
IC 10-097: ALPS THOMSON REUTERS/JEFFERIES CRB WILDCATTERS EXPLORATION & PRODUCTION EQUITY ETF TO BEGIN TRADING ON NSX
IC 10-096: SEK ACCELERATED RETURN NOTES LINKED TO THE ENERGY SELECT SECTOR INDEX TO BEGIN TRADING ON NSX
IC 10-095: CREDIT SUISSE LONG/SHORT LIQUID INDEX ETN ‘TO BEGIN TRADING ON NSX
IC 10-094: CERTAIN DIREXION SHARES ETF TRUST ETFS TO BEGIN TRADING ON NSX
IC 10-093: UNITED STATES SHORT OIL FUND, L.P. UNITS TO BEGIN TRADING ON NSX
IC 10-092: ISHARES MSCI EMERGING MARKETS EASTERN EUROPE INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-091: ALPS ETF TRUST TO BEGIN TRADING ON NSX
IC 10-090: GLOBAL X/INTERBOLSA FTSE COLOMBIA 20 ETF TO BEGIN TRADING ON NSX
IC 10-089: CLAYMORE ZACKS INTERNATIONAL ETFS TO BEGIN TRADING ON NSX
IC 10-088: CITIGROUP INDEX LEADING STOCKMARKET RETURN SECURITIES (INDEX LASERS) S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-087: BARCLAYS GEMS INDEX EXCHANGE-TRADED NOTES TO BEGIN TRADING ON NSX
IC 10-086: CITIGROUP 3% MINIMUM COUPON PRINCIPAL PROTECTED NOTES BASED UPON THE RUSSELL 2000 INDEX TO BEGIN TRADING ON NSX
IC 10-085: CITIGROUP 3% MINIMUM COUPON PRINCIPAL PROTECTED NOTES S&P MIDCAP 400 INDEX TO BEGIN TRADING ON NSX
IC 10-084: NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 TO BEGIN TRADING ON NSX
IC 10-083: ING INFRASTRUCTURE, INDUSTRIALS AND MATERIALS FUND COMMON SHARES TO BEGIN TRADING ON NSX
IC 10-082: FEDERATED ENHANCED TREASURY INCOME FUND COMMON SHARES TO BEGIN TRADING ON NSX
IC 10-081: NUVEEN MORTGAGE OPPORTUNITY TERM FUND TO BEGIN TRADING ON NSX
IC 10-080: NUVEEN INSURED TAX-FREE ADVANTAGE MUNICPAL FUND MUNIFUND TERM 2.85% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-079: NUVEEN ENHANCED MUNICIPAL VALUE FUND TO BEGIN TRADING ON NSX
IC 10-078: NUVEEN CONNECTICUT PREMIUM INCOME MUNICPAL FUND MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-077: NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICPAL FUND MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-076: NUVEEN VIRGINIA PREMIUM INCOME MUNICPAL FUND MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-075: NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICPAL FUND MUNIFUND TERM 2.65% SERIES 2015 PREFERRED SHARES TO BEGIN TRADING ON NSX
IC 10-074: EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST COMMON SHARES TO BEGIN TRADING ON NSX
IC 10-073: SEALY CORPORATION 8% SENIOR SECURED THIRD LIEN CONVERTIBLE NOTES DUE 2016 TO BEGIN TRADING ON NSX
IC 10-072: PROTECTIVE LIFE CORPORATION 8.00% SENIOR NOTES DUE 2024 TO BEGIN TRADING ON NSX
IC 10-071: ENTERGY TEXAS, INC. MORTGAGE BONDS, 7.875% SERIES DUE JUNE 1, 2039 TO BEGIN TRADING ON NSX
IC 10-070: DOMINION RESOURCES, INC. 2009 SERIES A 8.375% ENHANCED JUNIOR SUBORDINATED NOTES TO BEGIN TRADING ON NSX
IC 10-069: VALE CAPITAL II 6.75% GUARANTEED NOTES, SERIES VALE-2012 AND VALE.P-2012 TO BEGIN TRADING ON NSX
IC 10-068: BEAZER HOMES USA, INC. 7 1/2% MANDATORY CONVERTIBLE SUBORDINATED NOTES DUE 2013 TO BEGIN TRADING ON NSX
IC 10-067: WEINGARTEN REALTY INVESTORS 8.10% NOTES DUE 2019 TO BEGIN TRADING ON NSX
IC 10-066: NUVEEN MUNICIPAL VALUE FUND 2 TO BEGIN TRADING ON NSX
IC 10-065: FIRST TRUST NASDAQ® ABA® COMMUNITY BANK INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-064: TOWER SEMICONDUCTORS LTD. CONVERTIBLE DEBENTURES DUE 2012 TO BEGIN TRADING ON NSX
IC 10-063: ISHARES TRUST ETF TO BEGIN TRADING ON NSX
IC 10-062: ISHARES TRUST TO BEGIN TRADING ON NSX
IC 10-061: BANK OF AMERICA MITTS LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-060: PROSHARES TRUST FUNDS TO BEGIN TRADING ON NSX
IC 10-059: UNITED STATES 12 MONTH NATURAL GAS FUND, L.P. TO BEGIN TRADING ON NSX
IC 10-058: PIMCO SHORT-TERM MUNICIPAL BOND STRATEGY FUND ETF TO BEGIN TRADING ON NSX
IC 10-057: SPDR WELLS FARGO PREFERRED STOCK ETF TO BEGIN TRADING ON NSX
IC 10-056: IQ ARB MERGER ARBITRAGE ETF TO BEGIN TRADING ON NSX
IC 10-055: SPDR BARCLAYS CAPITAL SHORT TERM CORPORATE BOND ETF TO BEGIN TRADING ON NSX
IC 10-054: PIMCO ENHANCED SHORT MATURITY STRATEGY FUND ETF TO BEGIN TRADING ON NSX
IC 10-053: MERRILL LYNCH CALLABLE STRIDES ORACLE CORPORATION COMMON STOCK TO BEGIN TRADING ON NSX
IC 10-052: VORNADO REALTY LP 7.875% PUBLIC INCOME NOTES DUE OCTOBER 1, 2039 TO BEGIN TRADING ON NSX
IC 10-051: VARIOUS PROSHARES ULTRAPRO ETFs TO BEGIN TRADING ON NSX
IC 10-050: PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-049: PROSHARES ULTRASHORT RUSSELL 3000 ETF TO BEGIN TRADING ON NSX
IC 10-048: PIMCO U.S. TIPS INDEX FUND ETFs TO BEGIN TRADING ON NSX
IC 10-047: CERTAIN GRAIL RP PRODUCTS TO BEGIN TRADING ON NSX
IC 10-046: CITIGROUP BUFFER NOTES DOW JONES INDUSTRIAL AVERAGE TO BEGIN TRADING ON NSX
IC 10-045: CITIGROUP FINANCIAL SELECT SECTOR SPDR FUND BUFFER NOTES TO BEGIN TRADING ON NSX
IC 10-044: CITIGROUP BUFFER NOTES BASED UPON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-043: CITIGROUP BUFFER NOTES S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-042: CITIGROUP FINANCIAL SELECT SECTOR SPDR FUND BUFFER NOTES TO BEGIN TRADING ON NSX
IC 10-041: MERRILL LYNCH CAPPED LEVERAGED INDEX RETURN NOTES LINKED TO THE S&P 500TO BEGIN TRADING ON NSX
IC 10-040: CITIGROUP BUFFER NOTES BASED UPON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-039: CITIGROUP BUFFER NOTES BASED UPON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-038: ETFS PALLADIUM TRUST TO BEGIN TRADING ON NSX
IC 10-037: CERTAIN SCHWAB ETFS TO BEGIN TRADING ON NSX
IC 10-036: CLAYMORE ETF TRUST 2 CHINA ALL-CAP ETF TO BEGIN TRADING ON NSX
IC 10-035: GLOBAL X CHINA CONSUMER ETFS TO BEGIN TRADING ON NSX
IC 10-034: MARKET VECTORS POLAND ETF TO BEGIN TRADING ON NSX
IC 10-033: EMERGING GLOBAL SHARES DOW JONES EMERGING MARKETS TITANS COMPOSITE INDEX FUND ETF TO BEGIN TRADING ON NSX
IC 10-032: CERTAIN PROSHARES TRUST ETFS TO BEGIN TRADING ON NSX
IC 10-031: CITIGROUP FUNDING ELKS LINKED TO INTEL CORPORATION TO BEGIN TRADING ON NSX
IC 10-030: DIREXION SHARES ETF TRUST ETFS TO BEGIN TRADING ON NSX
IC 10-029: CERTAIN POWERSHARES EXCHANGE TRADED FUND TRUST PRODUCTS TO BEGIN TRADING ON NSX
IC 10-028: MARKET VECTORS VIETNAM ETF TO BEGIN TRADING ON NSX
IC 10-027: MERRILL LYNCH & CO INC STARS® S&P 500 INDEX (SHJ) TO BEGIN TRADING ON NSX
IC 10-026: BAC BEAR MARKET STARS LINKED TO THE S&P SMALL CAP REGIONAL BANKS INDEX (SDE) TO BEGIN TRADING ON NSX
IC 10-025: BAC CAPPED LEVERAGED INDEX RETURN NOTES BASED ON THE S&P 500 INDEX (CFU) TO BEGIN TRADING ON NSX
IC 10-024: SEK ACCELERATED RETURN BEAR NOTES LINKED TO THE S&P 500 INDEX (ABY) TO BEGIN TRADING ON NSX
IC 10-023: BAC STARS LINKED TO THE S&P 500 INDEX (SHR) TO BEGIN TRADING ON NSX
IC 10-022: MERRILL LYNCH & CO., INC. STARS RUSSELL 2000 INDEX (RER) TO BEGIN TRADING ON NSX
IC 10-021: MERRILL LYNCH & CO INC STARS® S&P 500 INDEX (SSM) TO BEGIN TRADING ON NSX
IC 10-020: MERRILL LYNCH & CO., INC. STARS DOW JONES INDUSTRIAL AVERAGE (DEV) TO BEGIN TRADING ON NSX
IC 10-019: MERRILL LYNCH & CO., INC. STARS DOW JONES INDUSTRIAL AVERAGE (DGK) TO BEGIN TRADING ON NSX
IC 10-018: MERRILL LYNCH & CO INC STARS® S&P 500 INDEX (SXU) TO BEGIN TRADING ON NSX
IC 10-017: BAC STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-016: SEK CAPPED LEVERAGE INDEX RETURN NOTES BASED ON THE RUSSELL 2000 INDEX TO BEGIN TRADING ON NSX
IC 10-015: BAC ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-014: MERRILL LYNCH STRATEGIC ACCELERATED REDEMPTION SECURITIES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-013: CLAYMORE/RAYMOND JAMES SB-1 EQUITY ETF TO BEGIN TRADING ON NSX
IC 10-012: MERRILL LYNCH CAPPED LEVERAGED INDEX RETURN NOTES LINKED TO THE S&P 500 TO BEGIN TRADING ON NSX
IC 10-011: SEK CAPPED LEVERAGED INDEX RETURN NOTES® LINKED TO THE MSCI EAFE INDEX® TO BEGIN TRADING ON NSX
IC 10-010: MORGAN STANLEY BUFFERED PLUS S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-009: MORGAN STANLEY BUFFERED PLUS BASED UPON THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-008: MERRILL LYNCH CAPPED LEVERAGED INDEX RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-007: SEK ACCELERATED RETURN NOTES LINKED TO THE S&P 500 INDEX TO BEGIN TRADING ON NSX
IC 10-006: PROSHARES SHORT 20+ YEAR TREASURY ETF TO BEGIN TRADING ON NSX
IC 10-005: ETFS SILVER TRUST TO BEGIN TRADING ON NSX
IC 10-004: ETFS GOLD TRUST TO BEGIN TRADING ON NSX
IC 10-003: MARKET VECTORS JUNIOR GOLD MINERS ETF TO BEGIN TRADING ON NSX
IC 10-002: SCHWAB INTERNATIONAL EQUITY ETFs TO BEGIN TRADING ON NSX
IC 10-001: VANGUARD SCOTTSDALE FUNDS TO BEGIN TRADING ON NSX