Reg Circulars
Reg Circulars

2010 | 2009 | 2008 | 2007 | 2006

Click on the links below to view the PDF documents.


2010 Regulatory Circulars

File Number Description
RC 10-008

Rule Change Relating to Implementation of an Equity Rights Program

RC 10-007

Trading Pauses

RC 10-006

Trading Pauses in S&P 500® Securities Due to Extraordinary Market Volatility and Frequently-Asked Questions

RC 10-005

New “Self-Trade Prevention” Order Modifier Available for Use on the Exchange

RC 10-004

Adjustments to Fee and Rebate Schedule With Respect to the Liquidity Adding Rebates for Sub-Dollar Securities

RC 10-003

Adjustments to Fee and Rebate Schedule With Respect to the Liquidity Take Fee in AutoEx and Rebates for Adding Liquidity in Order Delivery

RC 10-002

SEC’s Section 31 Transaction Fee Rate Reduction
NSX Regulatory Transaction Fee

RC 10-001

Rebate in AutoEx for Sub-Dollar Liquidity Adding Displayed Orders Increased To 0.25% of Trade Value